« "Open Source" on the Alito Nomination | Main | "Unhinged" Upended »

November 1, 2005

Will Sam Alito Respect Earlier Opinions With Which He Disagrees?

P
eople trying to figure out how respectful Sam Alito will be as a Supreme Court justice to prior Supreme Court decisions (can you say "Roe v. Wade?" I knew you could.) will want to take a very close look at two decisions of the U.S. Court of Appeals for the Third Circuit: ACLU v. Schundler (1997) and ACLU v. Schundler (1999). The second of them, which Alito wrote for a divided Third Circuit panel, suggests a judge who is quite eager to brush aside earlier opinions with which he disagrees.

Both opinions grew out of the same case, an effort by the ACLU to block Jersey City from placing a creche and a menorah, along with some seasonal decorations, in front of City Hall. The ACLU's claim was that the display violated the First Amendment's Establishment Clause.

Jersey City argued in federal district (that is, trial) court that the display complied with the Constitution (as interpreted in a number of Supreme Court decisions) because the sleigh and the Santa Claus and the Frosty the Snowman and the Kwanzaa ribbons that it added to the creche and the menorah "demystified" thtose two religious symbols--that is, drained them of their religious meaning.

In the first of the two Third Circuit opinions, a panel of three judges (Nygaard (Reagan appointee), Lewis (GHW Bush appointee) and McKee (Clinton appointee)) held that the district court erred in its "demystification" analysis, spelled out the correct analysis, stated that it did not see the supposedly secular additions to the display as stripping the display of its message endorsing religion, and remanded the case to the district court to apply the correct analysis.

The district court did just this, following the Third Circuit's instructions.

Jersey City again appealed. This second time, the case came before a mostly different panel: Judge Nygaard (Reagan appointee) was on it again, but now he was joined by Judges Rendell (Clinton appointee) and Alito (GHW Bush appointee).

Over a strong dissent by Judge Nygaard, Judge Alito upheld the display. Although the earlier panel had been quite clear in saying that Frosty and the sleigh and the Kwanzaa ribbons did not defeat the display's message of religious endorsement, Judge Alito characterized that as "dictum" in the earlier opinion (that is, legally non-binding commentary, rather than legally binding precedent), and concluded that the supposedly secular doo-dads in the display actually did make the display satisfy the First Amendment.

Judge Nygaard was, to use a piece of appellate technical jargon, "pissed." "This constitutional about-face in the same case," he said, "troubles me greatly, strikes to the core of the legitimacy of our jurisprudence, and exposes us to well-earned criticism for inconsistency and for giving insufficient respect to an earlier instruction by the Court." Judge Nygaard was of the view that only the Third Circuit en banc (that is, all of its members together, as opposed to just a panel of three) could set aside an earlier panel's opinion like this.

As a technical matter, Judge Alito may have been right that the first panel phrased its analysis in a way that turned its sharp condemnation of the Jersey City display into dictum. The condemnation was, however, so clear (and unanimous) that surely Judge Alito could have chosen to honor it, or pressed for en banc consideration of the case, rather than just pushing it aside and replacing it with his own vision of the right outcome under the Establishment Clause.

If Senators are interested in understanding how Sam Alito thinks about how much deference a court's earlier pronouncements deserve, they should question him closely about what it was that led him to choose to abandon the clearly expressed, unanimous view of an earlier panel in the same case, rather than honoring it or seeking the ruling of the entire Third Circuit sitting en banc.

Posted by Eric at November 1, 2005 11:55 PM

Comments

I am clearly out of my depth, but Alito, Scalia and Thomas seem to make decisions based solely on their belief systems. The constitution and the law seem to be of lesser importance than their beliefs.

How come they are not denounced as bad judges?

Posted by: shmuel at November 2, 2005 6:34 AM

Eric, Shmuel, I completely agree that we should respect earlier supreme court precedent with which we disagree. Stare decisis is really important, especialy when dealing with the huge, blockbuster issues of the day.

I can't wait to see Plessy, Lochner and Korematsu, among other old and oft-relied upon cases, given the respect they deserve... After all, they stood for a long time and could, in Senator Shumer and Spector's terms, be described as "super duper precedent," especially Plessy, which was relied upon by hundreds of courts for well over half a century, much like Roe is now...

/acidic sarcasm

Scalia rather archly termed undue reverence for bad precedent "the error with tenure doctrine." I tend to agree with him.

Let's admit it. We don't give a damn about the law, it's just the most effective argument we can make right now to derail Alito. What we really want is a supreme court that will give us whatever we happen to want, right now - like a super legislature, without having to go to the trouble of compromising and convincing people of your argument, in order to build an electoral majority.

Posted by: Al Maviva at November 2, 2005 8:38 AM

Eric, thank you for your very cogent analysis. I'm providing a link to it on my own blog. I mean, it's in English and everything!

Seriously, thank you!

Posted by: The Subversive Librarian at November 2, 2005 10:33 AM

good catch.

as a legal civilian, one of the things i don't get so much is how a court can sit as a partial group like that...i assume to move cases faster?

but that kind of quick and thoughtless reversal is one of the thigns that tears up respect for the courts as reasoned arbiters of the law.

Posted by: ben Wurtmann at November 2, 2005 10:46 AM

Stare decisis concerning abortion (Roe v Wade) makes a lot more difference than the same doctrine (or law of the case) relating to an Xmas/Kwanzaa/Hanukkah display, yes? Maybe this suggests Alito has little patience for ACLU types fussing about details of decorative displays. I tend to agree, if he has that bent.

I have not heard of judges asking for en banc (more than 3 judge) review, as opposed to parties.

Alito sua sponte (on his own iniative) calling for en banc review might seem like overkill, given the decorative display at the core of the case.

I am not too offended by Alito simply taking the bull by the horns in this case. But I still am not convinced I trust Alito with Roe v Wade.

Posted by: cfw at November 2, 2005 11:44 AM

Professor,

This strikes me as rather thin soup. A second 3 judge panel chose not to read as a holding what 2 of the 3 later judges read as dictum, and because one judge (from the original panel) was "pissed" at BOTH of them (Alito and the Clinton appointee) this means that Alito is "eager" to overturn "precedents" with which he disagrees?

This is not even a case of "overturning" a precedent, as you (to your credit) acknowledge--Alito and his colleage may be reading the first decision correctly. But, you say he COULD have read it otherwise. Well, sure, if by otherwise you mean "incorrectly" as he and the Clinton appointee Rendell read the first case. And of course, Judge Nygaard, for all his anger, is just wrong that it takes an en banc in this case, as you also must know. Of course, to you, this is only a "technical matter" of course. Do you teach your students to treat the difference between holding and dictum as a mere technical matter about which judges should not try to be clear?

As with the infamous "french fry" case and Judge Roberts, this looks like another unpersuasive attempt to paint as radical an absolutely mainstream judge, one who 3 out of 4 times voted to strike down abortion restrictions but is somehow only touted as "anti-Roe" for upholding a bit more of a law than O'Connor eventually would.

Posted by: Bill at November 2, 2005 12:04 PM

Interesting that Midge Rendell signed on with Alito. Then again, she was never considered to be a liberal pick. Clinton picked her because Arlen told him to... Ed Rendell worked for Specter in the DA's office, etc.

Posted by: chill at November 2, 2005 12:09 PM

I've always taught non-establishment as meaning that a holiday light display on public property that includes secular symbolism like a snowman or a Christmas tree will pass constitutional mustard in a way that a purely religious display on public propery would not. So I'd agree with Alito on his holding in this case.

I'm less persuaded that he would stick with his previous rulings on the abortion cases. I would expect the dynamic as an appellate court judge would be that you don't attempt to challenge a precedent if you know that you'll be overturned on appeal. Alito could "look upstairs" and see that if he moved too far to the right on abortion, the Supreme Court would slap him down.

But if he were on the Supreme Court as part of a majority that wanted to limit or overturn Roe, then there'd be much less reason to yield to precedent. No one to overturn your decision there.

Posted by: Todd at November 2, 2005 12:36 PM

What are the rules governing precedent on the federal appellate level? Are they different circuit to circuit? My outrage meter on this case is barely pushing 0.2 (out of ten), but I find most Establishment cases to be extremely trivial.

Posted by: Mark at November 3, 2005 3:40 AM

One 3rd circuit panel disagreeing with another 3rd circuit panel is not even close to the weight of one supreme court decision on the supreme court. To say that a contradictory decision in a 3rd circuit panel is reflective of what a judge would do put in the position of a supreme court justice is a far more extreme legal position than anything Alito has ruled on.

Posted by: 2L at November 8, 2005 6:42 PM